Empowering Change Through Expertise and Ethics

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Our Story

Shaping the Future of Human Rights Assessment

We firmly believe that well-executed human rights risk assessments have the power to safeguard communities and enhance corporate accountability. Our objective is to lead the way in influencing environment-intensive industry players, encouraging them to understand and actively uphold human rights irrespective of the legal, social, and environmental context.

Our project began when BHP consulted with global water experts, including the University of Notre Dame (UND), to identify actions that could be taken to help the world realize the vision of a water-secure world. BHP recognizes the criticality of water, and its Water Stewardship Position Statement sets a vision for a world where effective water governance ensures thriving communities and ecosystems for future generations, and where the human right to safe and accessible water, as well as the traditional rights of Indigenous peoples, are realized and upheld. BHP is also committed to respecting human rights through its Human Rights Policy Statement. During these consultations, UND proposed developing practical guidance for industries to understand and respect the human right to water during their activities.

From this idea, the Realizing Rights for Water project was born. A team of experts at the UND developed a multi-dimensional framework that unites company water specialists, community engagement experts, and community leadership to understand intricately contextualized water-related human rights risks.

The initiative is financially supported by BHP and private Notre Dame donors.  UND consults with a range of academic, industry and government representatives to ensure the work applies best practice and is relevant for the intended users. UND maintains intellectual independence over final products.

Who We Are

A team of tenured professors at the University of Notre Dame, student research assistants, and Pulte researchers with community development experience in low- and middle- income countries.

Professor Team
Research Assistants
Pulte Staff
Affiliates
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Ellis Adams

Associate Professor of Geography and Environmental Policy, Notre Dame

Professor Adams specializes in examining the social, political, institutional, and governance dimensions of environmental and natural resources. He mainly focuses on understanding human-water interactions in urban contexts in the Global South. His areas of expertise include urban water insecurity, water policy and governance, and gender and water.

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Michael Addo

Professor of Law, Notre Dame Director, London Law Programme

Professor Addo is an international lawyer with specialist expertise in international human rights law and human rights and international business policy. Among his many roles as an academic and lawyer, he formerly served on the United Nations Working Group on Business and Human Rights (2011-2018) with the mandate to promote the implementation of the United Nations Guiding Principles on Business and Human Rights

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Diane Desierto

Professor of Law and Global Affairs, Notre Dame Faculty Director, LL.M. in International Human Rights Law

Professor Desierto is the Faculty Director of the International Human Rights Law program at the Notre Dame Law School. She is also a professor in the Keough School for Global Affairs at Notre Dame. She is a Member of the Expert Group of the United Nations Working Group on the Right to Development, a Resource Expert for the Association of Southeast Asian Nations (ASEAN), former Director of Studies and Faculty at the Hague Academy of International Law, President of the Friends of the Hague Academy Foundation, and Philippines Focal Point for the International Criminal Court Bar Association.

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Marc Muller

Group leader and Principal Investigator, Eawag – Swiss Federal Institute for Aquatic Science and Technology; Associate Professor of Civil and Environmental Engineering and Earth Sciences, Notre Dame

Professor Muller is an adjunct Notre Dame professor who currently serves as the Principal Investigator at Eawag – the Swiss Federal Institute for Aquatic Science and Technology – in the Systems Analysis and Integrated Modeling department. His research uses multidisciplinary strategies to examine human and water interactions. He is particularly interested in water-related conflicts, surface hydrology, remote sensing, rural electrification, information/data science, applied statistics, and geostatistics.

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Raymond Offenheiser

Professor of the Practice, Notre Dame; Senior Advisor to the Dean, Keough School for Global Affairs; Director, McKenna Center for Human Development and Global Business

Professor Offenheisers brings extensive international development expertise across Asia, Africa, and Latin America. He previously served as the director of Oxfam America for twenty years and transformed the organization into a key voice in the United States for human rights, governance, humanitarianism, and foreign assistance. Prior to his tenure at Oxfam, Professor Offenheiser worked for the Ford Foundation, the Inter-American Foundation, and Save the Children Federation. He currently sits on the boards of numerous organizations, businesses, and universities. At Notre Dame, he directs his energy to advising the Keough School for Global Affairs and to teaching on sustainability and inequality.   

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Portia Chigbu

Human Rights Consultant
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Julie Faure

Postdoctoral Researcher, Eawag (Swiss Federal Institute for Aquatic Science and Technology)
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Abdyrakhman Sulaimanov

Master of Global Affairs, University of Notre Dame
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Lehlohonolo January

Master of Laws, Notre Dame Law School

Lehlohonolo January is an early career South African lawyer who worked as a Law Clerk to both Justice Z. 

Tshiqi and Acting Justice Sulet Potterill of the Constitutional Court of South Africa. During his time at the Constitutional Court of South Africa, he was awarded the 2023-2024 Franklin Thomas Fellowship to attend the Notre Dame Law School LLM Program in International Human Rights Law. Prior to that, he worked as a Law Researcher for the Supreme Court of Appeal in South Africa. He received his Bachelor of Laws degree from the University of the Western Cape in 2019. Throughout his undergraduate studies, Lehlohonolo obtained various student accolades (overall winner of the UP LexisNexis moot court competition and the UWC First Year Moot, Advanced Leaders Programme, Canon Collins Educational and Legal Trust Scholarship), and worked at the UWC Law Clinic as a Student Consultant wherein he consulted with clients, took instructions and drafted legal documents on behalf indigent clients who could not afford legal services.

Photo by Peter Ringenberg/University of Notre Dame

Oluwaseun Ojo

Master of Laws, Notre Dame Law School

Oluwaseun Ojo is a Master of International Human Rights Law Candidate at the University of Notre Dame Law School. She is currently working with Pulte Institute for Global Development on a Business and Human Rights Framework focused on realizing human rights to water.

Photo by Peter Ringenberg/University of Notre Dame

Vitaliy Kosovych

Master of Laws, Notre Dame Law School

Vitaiy Kosovych is an early career Ukrainian lawyer, having graduated in 2022 with high honours from the Master of Law Program at Ivan Franko National University of Lviv (where he received the Presidential Scholarship and the Lviv City Mayor's Recognition and spent two exchange semesters at Vienna University, Austria), also graduating in 2020 from the School of German Law organised by IRZ with Ivan Franko National University of Lviv. In 2023, he graduated from the Master of Law and Business Program at Bucerius Law School in Hamburg, Germany. For 4 months he was a corporate team intern at Allen&Overy Law Firm in Hamburg and for 2 years served as a Head of the Legal Department of the Youth Council of Lviv Regional State Administration. He remains a volunteer at Rotaract Club Lviv International. He works on human rights protection, social entrepreneurship, foreign investment and corporate management, and international arbitration.

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María Fernanda Chacón

Sustainability Program Manager
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Kevin Fink

Associate Director of Operations & Finance
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Tom Purekal

Director, Innovation and Practice Division
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Jonathan Pabillore

Legal Advisor
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Leonardo Bertassello

Water Security Advisor
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Elizabeth Dolan

Case Study Consultant

Business, Human Rights, and the Environment Timeline

The Business and Human Rights movement evolved parallel to the Environment and Human Rights movement, which first focused on articulating and defending State obligations. As the two movements progressed, however, courts began to use the strengthened connection between human rights and the environment to declare that businesses had human rights duties relating to how they impacted the environment.

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1966
Water on Hands

The United Nations General Assembly adopts the International Covenant on Civil and Political Rights (ICCPR) and the International Covenant on Economic, Social and Cultural Rights (ICESCR).

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The ICCPR and the ICESCR would later become international law in 1976 and together, serve as the body of international human rights law that articulates the ideals set out in the Universal Declaration of Human Rights. The documents predate the movement around environmental rights but articulate rights that are closely linked with the environment, including the rights to life, health, and an adequate standard of living.

1972
Water on Hands

United Nations Conference on Human Rights and the Environment, the first of its kind, convenes in Stockholm.

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The conference produced the “Stockholm Declaration,” which articulated a set of principles around the environment, the first being the principle that man has a fundamental right to live in a quality environment that allows for dignity and well-being. Though the outcome was a soft law statement without a direct declaration of a human right to the environment, it provoked many governments to begin to consider whether environmental rights should be entitled to their citizens and whether those rights should be protected at the constitutional level. The Declaration paved the way for many national commitments.

1974

The United Nations creates a Center on Transnational Corporations whose goal was to create normative frameworks that could regulate the increasing power of multinational companies.

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The draft code of conduct requested that multinational corporations “respect human rights and fundamental freedoms in the countries in which they operate” in addition to enforcing other principles such as freedom from discrimination and equal opportunity. The Center eventually abandoned the code after receiving pushback from Global North countries and business enterprises.

1976
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The OECD launches the OECD Guidelines for Multinational Enterprises, which consisted of recommendations by governments to multinational enterprises. 

  • Though the first iteration of the Guidelines only briefly touched on human rights, the Guidelines today contain robust recommendations on corporate human rights responsibilities and are considered one of the most important current standards influencing business conduct.
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Water on Hands

Portugal becomes the first country to adopt a constitutional right to a healthy environment.

  • Following Portugal, an additional 100 States would come to adopt a similar right in their constitutions. Regional human rights agreements, such as the 1981 African Charter on Human and Peoples’ Rights and the 2004 Arab Charter on Human Rights would do the same.
1977

Reverend Leon Sullivan, an African-American board member of General Motors, establishes a workplace code of conduct eventually known as the “Sullivan Principles” as a protest strategy against the South African Apartheid. 

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  • Companies that adopted the Sullivan Principles committed to divesting from the country if any of the principles, which focused on worker treatment and equality, were breached. By the end of 1977, over a hundred American corporations had adopted the Principles. The movement marked the emergence of a sense of corporate social responsibility directed toward influencing political and social conditions within and beyond the workplace. 
  • In the 70s, other corporate responsibility movements were ongoing, including a key non-violent protest movement by the Ogoni people, led by “Ken” Saro-Wiwa, in reaction to extensive environmental destruction by Royal Dutch Shell company and other petroleum corporations.
1992
Water on Hands

The United Nations Conference on Environment and Development produces the Rio Declaration.

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Though the Rio Declaration did not assert a human right to the environment, it did strongly emphasize procedural rights around the environment, such as citizens’ rights to access information, participate in decision-making, and access redress for environment-related abuses. Today, these rights are widely accepted norms.

1994
Water on Hands

In Lopez Ostra v. Spain, the European Court of Human Rights confirms that certain civil and political rights, such as the right to private and family life, could justify environment-related protections and redress for affected parties.

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The Court determined that a case of pollution had severely prevented Lopez Ostra from realizing rights protected by the European Convention on Human Rights. The case demonstrated a clear linkage between civil and political rights on one side and affected economic, social, and cultural rights.

1995

The Nigerian government imprisons and kills Ken Saro-Wiwa, a key environmental activist who spent decades protesting against international oil companies in Ogoniland, Nigeria.

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The act sparked international outrage, resulted in a three-year suspension of Nigeria from the Commonwealth of Nations, and set off a series of movements aimed at pushing Global North companies to address their complicity in human rights violations in other countries.

1996

In the aftermath of Saro-Wiwa’s death, several groups bring lawsuits against Shell for its role in human rights abuses in Nigeria.

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The lawsuits were brought under the 1798 Alien Tort Statute, which allows non-US citizens to file lawsuits in US courts for abuse conducted abroad, and the Torture Victim Protection Act. Shell decided to settle out-of-court just days ahead of the trial in 2009. Though no judicial ruling emerged, the lawsuit helped spark a series of other suits aimed at international companies, which in turn increasingly elevated the exposure of the business and human rights struggle.

1998

The United Nations Sub-Commission on the Promotion and Protection of Human Rights passes Resolution 1998/8, which establishes a working group to examine the activities of transnational corporations, including their effects on human rights.

The working group would later decide to prepare a Code of Conduct for Transnational Corporations in 1999 and ultimately drafted a document entitled the “Norms on the Responsibilities of Transnational Corporations and Other Business Enterprises with regard to Human Rights” (popularly called ‘the Norms’). The draft articulated eighteen human rights principles that related to the activities of international corporations.

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The European Union and 46 States sign the Aarhus Convention, a treaty focused on articulating procedural environmental rights.

  • A direct extension of the Rio Declaration, the Aarhus Convention was a legally binding environmental convention that, if ratified by a State, enforced the public’s right to participate in environmental decision-making and have access to information. It would later influence the adoption of the 2018 Escazu ́ Agreement in Latin America and the Caribbean that articulated similar procedural environmental rights, which would in turn become binding law in 2021.
2000

The Secretary General of the United Nations launches the Global Compact.

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The Global Compact was the first soft-law, UN-led initiative that fully revolved around corporate human rights responsibilities. It requires all participating companies to embrace and help realize ten principles that emanate from four core areas of human rights, labor, corruption, and the environment.

2004

The UN Commission on Human Rights rejects the Norms, citing disagreement with the stated legal implications for businesses and States.

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  • The Sub-Commission on the Promotion and Protection of Human Rights adopted the Norms in 2003 but failed to convince the UN Commission on Human Rights (UNHCR) of the document’s legal legitimacy. The UNHCR found the Norms far more expansive than appropriate and claimed that it had not requested the Sub-Commission to pursue the initiative in the first place. 
  • The rejection would ultimately pave the way for the future emergence of the Guiding Principles on Business and Human Rights. In reaction to the rejection of the Norms, the UN Secretary-General appointed Professor John Ruggie to continue research on the issue. Professor Ruggie would ultimately decide that the differing responsibilities of States and business enterprises needed to be further articulated and began drafting the Guiding Principles.
2008
Water on Hands

Ecuador includes the “right to nature” within its constitution.

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This marked the first time a State had enshrined rights to nature and clarified the content of such rights. The right has subsequently been applied in numerous legal disputes, including a landmark ruling in 2021 that determined that a mining permit in Los Cedros was unconstitutional because it would violate the rights of nature. Other countries like Bolivia and New Zealand would follow in Ecuador’s footsteps.

2010
Water on Hands

The United Nations passes a new resolution that recognizes the human right to water and sanitation

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The resolution formalized that clean, safe, accessible, and affordable drinking water was a fundamental right for all. The decision clarified State obligations around the resource and represented a key step in linking environmental outcomes with human rights ones.

2011

The UN Human Rights Council unanimously passes the Guiding Principles on Business and Human Rights (UNGPs).

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  • The UNGPs are now considered the most authoritative normative framework to guide business conduct. The Principles do not establish any binding norms nor lay out an enforcement strategy, but they do clearly delineate the scope of corporate human rights responsibilities. This delineation, which businesses and governments alike widely endorse, serves as the launching point to justify corporate responsibilities and to set expectations for business conduct. 
  • With the passing of the UNGPs, the UN established the UN Working Group on Business and Human Rights whose mission is to promote the UNGPs and identify and disseminate rights-abiding best practices.
2013

Dissatisfied with the inability of the UNGPs to prevent corporate-driven abuses, Ecuador and South Africa lead 80 states in submitting a statement to the Human Rights Council stating that the states would work to elaborate a legally binding instrument.

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After the resolution passed the Human Rights Council, an intergovernmental working group was established to begin drafting a treaty that would regulate international business activities. Treaty discussions are still ongoing today.

2015
Water on Hands

The Inter-American Court of Human rules against Suriname in Kaliña and Lokono Peoples v. Suriname.

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The rare and unprecedented court decision found that the relevant business enterprises had, through adverse impact on the environment, infringed on the rights of indigenous peoples. The enterprises had the duty to respect and protect human rights in addition to providing redress for impacts linked to their enterprise activities. It is unclear whether the provision of the duty to “protect” rights had been erroneous or intentional, but regardless, the case clearly presented a landmark ruling for the region concerning business human rights responsibilities in the context of environmental stewardship. 

2017
Water on Hands

France passes the groundbreaking Duty of Vigilance Law.

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The law requires large French companies to publish an annual “vigilance plan” that articulates how the company will identify risks and prevent severe human rights and environmental abuse resulting from both company activities and the activities of companies directly or indirectly under its control. In 2023, Germany’s Supply Chain Act entered into force with similar requirements.

2021
Water on Hands

In a landmark decision Milieudefensie v. Royal Dutch Shell, the Hague District Court ruled that Shell (a private company) violated its human rights obligations by failing to take adequate action to curb contributions to climate change and directed the company to reduce its emissions by 45% by 2030.

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The ruling was significant in that it represented the first time a court ruled for a private enterprise to align itself with the Paris Agreement. The ruling likely will set a precedent for future cases brought against private companies regarding their emission duties.

2022
Water on Hands

The United Nations General Assembly recognizes the human right to a clean, healthy, and sustainable environment

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  • This recognition followed the UN Human Rights Council’s passing of resolution 48/13 which acknowledged the right in October 2021. The landmark decision firmly established that environmental health was integral to human thriving and dignity. While the international legal recognition centered on the obligations of the State, it also included an explicit recognition of the responsibility of businesses to respect all human rights, including the rights to life, liberty, and security of environmental human rights defenders.
  • The right will likely pave the way for even greater State commitment to the protection and enhancement of the environment. It will also generate new consequences of legal interpretation of the duties of business enterprises regarding environmental matters.

 

Citations:
  1. ESCR-Net. (2014). A Brief History of the Development of Human Rights & Business at the UN. ESCR-Net. https://www.escr-net.org/sites/default/files/a_history_of_un_progress_towards_developing_human_rights_business_standards.pdf 
  2. Larson, Z. (2020). The Sullivan principles: South Africa, apartheid, and globalization. Diplomatic History, 44(3), 479-503.
  3. Mares, R. (2022). Regulating transnational corporations at the United Nations–the negotiations of a treaty on business and human rights. The International Journal of Human Rights, 26(9), 1522-1546.
  4. ​​Muller, Marc et al. (2022). Water and Human Rights, Unlocked: A Guide for Water-Intensive Industries. Pulte Institute for Global Development/Keough School of Global Affairs. https://doi.org/10.7274/5t34sj16d0k.
  5. Turner, S. J., Shelton, D. L., Razzaque, J., McIntyre, O., & May, J. R. (Eds.). (2019). Environmental Rights: the development of standards. Cambridge University Press.
  6. Weissbrodt, D., & Kruger, M. (2003). Norms on the Responsibilities of Transnational Corporations and Other Business Enterprises with Regard to Human Rights. The American Journal of International Law, 97(4), 901–922. https://doi.org/10.2307/3133689.
  7. Wettstein, F. (2020). The history of ‘business and human rights’ and its relationship with corporate social responsibility. Research handbook on human rights and business, 23-46.

Using Academic Excellence to Fostering Accountability

Rigor is not just our commitment, it’s our cornerstone. At SHRI, we are dedicated to providing a platform that most comprehensively captures water-related human rights threats in diverse legal and environmental settings. Our case studies help us validate our assessment and demonstrate the breadth and depth of water management considerations.

Empowering Human Rights: a Sustainable Approach

Our expertise lies in the integration of mixed water management concerns: direct hydrological features, local relationships and history with water, governance weaknesses, and legal frameworks surrounding responsibility. What sets us apart is our ability to anticipate challenges and provide targeted resources specifically for water-intensive industrial contexts. This preventative strategy, validated across government, NGO, and private sectors, signifies a paradigm shift for human rights assessments.

Explore Our Approach

At SHRI, our approach is rooted in a holistic understanding of human rights, environmental challenges, and ethical stewardship. Dive deeper into our methodologies, frameworks, and collaborative efforts that are reshaping the landscape of human rights assessment.

Existing Approaches

SHRI does not intend to recreate the wheel. Learn more about how our assessment links to preexisting best practices, bolsters weak areas, and offers new insights through dedicated scholarship on the human right to water.
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